- A lead
auditor is the
one who is responsible for leading the audit team in
an organization. He or she prepares the audit plan,
delivers meetings and submits audit report at the end of quarter or year. Conducting
audits is the main responsibility of a lead auditor and that
needs to be done on a daily basis.
Audit Plan
- Developing the audit plan, including
determining the audit objectives, scope and criteria with the audit client
- Confirming any requirements for the
audit such as PPE (Personal Protective Equipment), transport, access and
resources
- Communicating the audit plan to the
audit team as well as the audit client
Audit
Timetable
- Detailing roles and responsibilities of
audit team members
- Communicating to the audit team as well
as the audit client
Communication
with the auditee
- Contacting the auditee and managing all
communication and correspondence prior, during and after the audit
- Ensuring the logistic requirements are
acceptable and understood by the auditee
Opening
meeting
- Chairing the opening and meeting
- The opening meeting should confirm the
audit plan and timetable and any changes noted
- The opening meeting is where the audit
team sets the scene for the audit and put the auditees at ease
Audit
Team meeting
- Planning a final team meeting prior to
the closing meeting to ensure that, as an audit team, the findings are
collated and nonconformances and conformances are identified
- Preparing these findings by coming to
agreement in preparation for presentation at the closing meeting
- It is always beneficial to consider
having regular catch ups with the audit team member/s to determine how
they are tracking with regards to the timetable and whether any changes
need to be made
Closing
meeting
- Chairing the closing meeting
- The closing meeting is where the team
leader will present all of the findings of the audit and discuss any
applicable follow-up
Audit
report
- Completing and distributing the audit
report
- Collecting audit notes from the audit
team member/s for inclusion in the audit report
- If you review all of the above points again, you can see that essentially an audit team leader needs to be an excellent communicator with both the audit team members and the auditee. While an audit team member needs to be aware of all of these elements of an audit, it is the team leader who takes responsibility and provides direction throughout the audit.
- To attain your Audit Team Leader qualification we recommend our Management System - Lead Auditor course. For those with an existing Management Systems - Auditing qualification, you can upgrade your existing qualification to include Team Leader here.
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